Mark E. Reinstein

INNOVATIVE PRIVATE WEALTH MANAGEMENT

Greenville, SC 29615

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CRD#: 1486887

Professional summary

Mark Edwin Reinstein, who also goes by Mark Edwin Reinstein, Mark Reinstein, is a registered financial advisor currently at INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. located in Greenville, South Carolina and INNOVATIVE FAMILY OFFICE LLC located in Greenville, South Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 15 firms and has passed the Series 66, Series 63, Series 99TO, Series 72, Series 79TO, SIE, Series 7, Series 28, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Edwin Reinstein | Mark Reinstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MARK REINSTEIN, INVESTMENT RELATED, LIFE, DISABILITY, FIXED INSURANCE, GREENVILLE, SC, AGENT, 8/2011. 5 HOURS PER MONTH, 1 HOUR DURING TRADING HOURS, WRITE AND ADVISE ON INSURANCE POLICIES. 2) INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.; Investment Related; Katonah, NY; RIA; Investment Adviser Representative, Start Date: 06/2023, 160 hours per month, 160 hours during trading hours, financial advisor. 3) Steamenstein LLC, not investment related, Simpsonville, SC, Sandwich Shop, no title, 5/2021, 5 hours per month, zero hours during trading hours, his wife and son are opening a sandwich shop. 4) BSGPAD, Non Investment Related, Somers NY, Consulting Services Company, Part-Time Consultant. Less than 10 hours per month. 5) Broadstreet Family Office LLC; Investment Related; Somers, NY; RIA; Investment Adviser Representative, Start Date: 04/2024, 16 hours per month, 16 hours during trading hours, financial advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edwin Reinstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2023 - Present

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

Office #1: 3447 Pelham Rd Suite 203, Greenville, SC 29615

RIA

CRD#: 324586

Greenville, SC

Current

April 19, 2024 - Present

INNOVATIVE FAMILY OFFICE LLC

Office #1: 3447 Pelham Rd Suite 203, Greenville, SC 29615

RIA

CRD#: 329496

Greenville, SC

Past

June 23, 2022 - April 17, 2023

DEMPSEY LORD SMITH, LLC

CRD#: 141238

Greenville, SC

Past

January 20, 2021 - June 14, 2023

PREMIUM 72 CAPITAL

RIA

CRD#: 284519

Greenville, SC

Past

May 31, 2019 - December 22, 2021

CABOT LODGE SECURITIES LLC

CRD#: 159712

Greenville, SC

Past

June 24, 2014 - May 9, 2019

SANDLAPPER SECURITIES, LLC

CRD#: 137906

Greenville, SC

Past

November 16, 2004 - December 31, 2020

COLONY PARK FINANCIAL SERVICES LLC.

RIA

CRD#: 41534

GREENVILLE, SC

Past

October 2, 2002 - November 10, 2014

COLONY PARK FINANCIAL SERVICES LLC.

CRD#: 41534

GREENVILLE, SC

Past

July 13, 2001 - October 31, 2002

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

December 19, 2000 - August 3, 2001

AUERBACH, POLLAK & RICHARDSON INC.

CRD#: 29824

STAMFORD, CT

Past

July 19, 1996 - December 19, 2000

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

May 2, 1994 - August 9, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 31, 1989 - May 5, 1994

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 16, 1988 - August 16, 1989

F.N. WOLF & CO., INC.

CRD#: 13051

Past

February 2, 1987 - May 18, 1988

SHERWOOD CAPITAL, INC.

CRD#: 10474

Past

May 22, 1986 - January 31, 1987

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

BROADSTREET GLOBAL ADVISORS, INC. | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | INNOVATIVE INVESTMENT MANAGEMENT | BROADSTREET GLOBAL FINANCIAL ADVISORS, INC.

CRD#: 324586 / SEC#: 801-127387

RIA

Registered Investment Advisory firm - (2/27/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(6/14/2023)

IAR

Texas
(6/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 6/8/2010

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/9/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/1996

General Securities Principal Examination

Current Firm

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

BROADSTREET GLOBAL ADVISORS, INC. | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | INNOVATIVE INVESTMENT MANAGEMENT | BROADSTREET GLOBAL FINANCIAL ADVISORS, INC.

CRD#: 324586 / SEC#: 801-127387

RIA

Registered Investment Advisory firm - (2/27/2023 Approved)

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Contact information

Main Address

361 Route 202, Somers, NY 10589

Mailing Address

Phone number

(914) 427-8036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 DISCLOSURE BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	633
AUM (Assets Under Management)	$ 118,258,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Reinstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edwin Reinstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE FAMILY OFFICE LLC

DEMPSEY LORD SMITH, LLC

PREMIUM 72 CAPITAL

CABOT LODGE SECURITIES LLC

SANDLAPPER SECURITIES, LLC

COLONY PARK FINANCIAL SERVICES LLC.

COLONY PARK FINANCIAL SERVICES LLC.

WESTERN INTERNATIONAL SECURITIES, INC.

AUERBACH, POLLAK & RICHARDSON INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

F.N. WOLF & CO., INC.

SHERWOOD CAPITAL, INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2001

Series 63

Date: 5/30/1986

Series 99TO

Date: 1/2/2023

Series 72

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1986

Series 28

Date: 6/8/2010

Series 4

Date: 7/9/2002

Series 24

Date: 12/10/1996

Current Firm

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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