Thomas A. Molinari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Anthony Molinari SR, who also goes by Thomas A Molinari, Thomas Anthony Molinari, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2010 - November 20, 2014
NYLIFE SECURITIES LLC
February 22, 2006 - April 28, 2009
RAFFERTY CAPITAL MARKETS, LLC
July 27, 2005 - October 5, 2005
ICAP SECURITIES USA LLC
June 2, 2005 - July 14, 2005
DEALERWEB LLC
March 8, 2005 - June 3, 2005
TRADITION SECURITIES AND DERIVATIVES LLC
July 31, 1999 - February 16, 2000
PREBON SECURITIES (USA) INC.
April 1, 1998 - March 8, 1999
REFCO SECURITIES, LLC
August 5, 1996 - April 2, 1998
TULLETT PREBON FINANCIAL SERVICES LLC
May 1, 1995 - August 6, 1996
INTERCAPITAL GOVERNMENT SECURITIES INC.
May 1, 1995 - August 6, 1996
EXCO RMJ INTERNATIONAL INC.
August 27, 1990 - April 11, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
May 1, 1989 - July 23, 1990
J.P. MORGAN SECURITIES INC.
May 14, 1988 - July 11, 1988
LEHMAN BROTHERS INC.
March 3, 1988 - January 30, 1989
GLICKENHAUS & CO.
November 18, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
