William E. Frerichs

RADNORWOOD CAPITAL

Portland, OR

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CRD#: 1486713

Professional summary

William Eugene Frerichs is a registered financial advisor currently at RADNORWOOD CAPITAL, LLC located in Portland, Oregon.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. William has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CORPORATE DIRECTOR, COMPIX INCORPORATED, 15824 SW UPPER BOONES FERRY ROAD, LAKE OSWEGO,OR 97035. MANUFACTURER OF ELECTRO-OPTICAL INSTRUMENTATION. PRIVATELY HELD MANUFACTURING BUSINESS. NOT INVESTMENT RELATED. CORPORATE DIRECTOR SINCE 1980. TIME COMMITMENT APPROXIMATELY ONE HOUR PER MONTH. BOARD MEETINGS NOT HELD DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Eugene Frerichs's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2008 - Present

RADNORWOOD CAPITAL, LLC

RIA

CRD#: 143990

Portland, OR

Past

January 4, 1999 - January 27, 2005

D.A. DAVIDSON & CO.

CRD#: 199

GREAT FALLS, MT

Past

June 28, 1990 - December 11, 1998

BLACK & COMPANY, INC.

CRD#: 95

PORTLAND, OR

Past

April 23, 1986 - May 30, 1990

JENSEN SECURITIES CO.

CRD#: 13852

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/1/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/10/1994

General Securities Principal Examination

Current Firm

RADNORWOOD CAPITAL, LLC

RADNORWOOD CAPITAL, LLC | RADNORWOOD-LANZA CAPITAL, LLC

CRD#: 143990 / SEC#:

California

Registered Investment Advisory firm - (1/1/2008 Approved)

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Contact information

Main Address

Portland, OR

Mailing Address

Phone number

(503) 737-5239

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 42,458,284

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William E. Frerichs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Eugene Frerichs's CRS (Customer Relationship Summary).

Certified licenses

Experience

RADNORWOOD CAPITAL, LLC

D.A. DAVIDSON & CO.

BLACK & COMPANY, INC.

JENSEN SECURITIES CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2007

Series 63

Date: 10/10/1990

Series 7

Date: 4/19/1986

Series 24

Date: 1/10/1994

Current Firm

RADNORWOOD CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RADNORWOOD CAPITAL, LLC

TRUST BUT VERIFY

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