WR

William Rechter

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CRD#: 1486612
WR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Rechter was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1986. William had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 11, 2018 - March 14, 2022

LYNX CAPITAL GROUP LTD

RIA
CRD#: 120459
DELRAY BEACH, FL
Past

December 19, 2017 - January 11, 2018

RECURRENT INVESTMENT ADVISORS LLC

RIA
CRD#: 288694
HOUSTON, TX
Past

January 19, 2006 - October 31, 2017

FRED ALGER MANAGEMENT, LLC

RIA
CRD#: 106750
NEW YORK, NY
Past

November 22, 2005 - April 3, 2017

FRED ALGER & COMPANY, LLC

BD
CRD#: 5300
NEW YORK, NY
Past

August 26, 2004 - July 6, 2005

ING INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 21644
NEW YORK, NY
Past

January 22, 2002 - January 21, 2003

HILLVIEW CAPITAL ADVISORS, LLC

RIA
CRD#: 109071
ARDMORE, PA
Past

January 3, 2002 - December 31, 2002

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

July 1, 1998 - April 6, 2001

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

August 19, 1986 - July 1, 1998

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LYNX CAPITAL GROUP LTD
LYNX CAPITAL GROUP LTD

CRD#: 120459 / SEC#: 801-128053

RIA
Registered Investment Advisory firm - (5/26/2023 Approved)
Florida
Registered Investment Advisory firm - (6/9/2023 Terminated)
Ohio
Registered Investment Advisory firm - (6/12/2023 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/22/1991
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


LC
LYNX CAPITAL GROUP LTD
LYNX CAPITAL GROUP LTD

CRD#: 120459 / SEC#: 801-128053

RIA
Registered Investment Advisory firm - (5/26/2023 Approved)
Florida
Registered Investment Advisory firm - (6/9/2023 Terminated)
Ohio
Registered Investment Advisory firm - (6/12/2023 Terminated)
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Contact information


Main Address
Beachwood, OH
Mailing Address
Phone number
(216) 591-1309
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts181
AUM (Assets Under Management)$ 286,876,797

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LYNX CAPITAL GROUP LTD

CRD#: 120459

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