Jeffrey S. Ibbotson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Ibbotson, who also goes by Jeff Ibbotson, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1992. Jeffrey had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 26 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2014 - June 29, 2016
NATIONWIDE SECURITIES, LLC
May 18, 2012 - April 23, 2013
PFS INVESTMENTS INC.
October 2, 2008 - May 21, 2010
FARMERS FINANCIAL SOLUTIONS, LLC
September 10, 2007 - April 1, 2008
MSI FINANCIAL SERVICES, INC.
May 3, 2006 - April 4, 2007
NATIONWIDE SECURITIES, LLC
April 5, 1999 - April 13, 2005
CHARLES SCHWAB & CO., INC.
July 28, 1997 - April 13, 2005
CHARLES SCHWAB & CO., INC.
June 19, 1995 - November 26, 1996
BROKER DEALER FINANCIAL SERVICES CORP.
April 5, 1994 - June 27, 1995
DICKINSON & CO.
August 20, 1993 - October 8, 1993
METROPOLITAN LIFE INSURANCE COMPANY
August 20, 1993 - October 8, 1993
MSI FINANCIAL SERVICES, INC.
December 4, 1992 - March 30, 1993
EDWARD JONES
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/23/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
