Julian L. Lucas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian Leroy Lucas was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 1987. Julian had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2002 - March 26, 2019
SILICON VALLEY SECURITIES, INC.
February 4, 2000 - March 26, 2019
SILICON VALLEY SECURITIES, INC.
August 10, 1995 - December 22, 1995
MORGAN STANLEY DW INC.
February 16, 1989 - March 8, 2000
CETERA WEALTH SERVICES, LLC
May 9, 1988 - December 31, 1988
CETERA WEALTH SERVICES, LLC
May 8, 1987 - February 2, 1988
PIM FINANCIAL SERVICES, INC.
January 21, 1987 - June 5, 1987
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SILICON VALLEY SECURITIES, INC.
CRD#: 23696 / SEC#: , 8-40657
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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