David W. Harrold
Professional summary
David William Harrold was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, David had worked at 9 firms, which includes BEACH CAPITAL CORP., FINANCIAL SOLUTIONS INTERNATIONAL LLC, NORTHEAST SECURITIES LLC, ROYAL PALM INVESTMENTS LTD., FIRST AFFILIATED SECURITIES, JOSEPHTHAL & CO. INC., NETWORK 1 FINANCIAL SECURITIES INC., U.S. ADVISORS INC., GRAYSTONE NASH INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2002 - November 19, 2003
BEACH CAPITAL CORP.
September 10, 2002 - September 10, 2002
BEACH CAPITAL CORP.
February 25, 2002 - April 2, 2004
FINANCIAL SOLUTIONS INTERNATIONAL, LLC
January 9, 2001 - May 10, 2004
FINANCIAL SOLUTIONS INTERNATIONAL, LLC
May 17, 1996 - December 31, 2002
NORTHEAST SECURITIES, LLC
October 18, 1994 - April 26, 1996
ROYAL PALM INVESTMENTS, LTD.
June 13, 1994 - October 5, 1994
FIRST AFFILIATED SECURITIES
February 13, 1992 - June 10, 1994
JOSEPHTHAL & CO., INC.
May 17, 1989 - January 20, 1992
NETWORK 1 FINANCIAL SECURITIES INC.
January 6, 1989 - May 25, 1989
U.S. ADVISORS, INC.
May 8, 1986 - January 24, 1989
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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