Alan L. Klayman
Professional summary
Alan Lawrence Klayman is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Palm Beach Gardens, Florida.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1986. Alan has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Lawrence Klayman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2014 - Present
SAYBRUS EQUITY SERVICES, LLC
January 4, 2013 - March 25, 2014
PRUCO SECURITIES, LLC.
November 4, 2011 - January 2, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
December 2, 2010 - October 31, 2011
DAVID LERNER ASSOCIATES, INC.
January 8, 2009 - December 8, 2010
PRINCIPAL SECURITIES, INC.
December 11, 2008 - December 8, 2010
PRINCIPAL SECURITIES, INC.
February 23, 2007 - December 18, 2008
KLAYMAN FINANCIAL LLC
July 11, 2005 - January 29, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
February 1, 2005 - January 29, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
May 13, 1994 - January 29, 2007
STRATEGIC ADVISERS LLC
January 15, 1993 - July 11, 2005
FIDELITY BROKERAGE SERVICES LLC
April 19, 1991 - January 19, 1993
IDS LIFE INSURANCE COMPANY
April 19, 1991 - January 19, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
May 20, 1986 - December 12, 1990
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2022)
(3/24/2014)
(3/24/2014)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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