Edward N. Bond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Nathan Bond, CFP®, who also goes by Ed Bond, Eddie Bond, Edward Nathan Bond Jr, Edward Nathan Jr Bond, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
July 15, 2010 - December 31, 2014
FIRST LIBERTIES FINANCIAL
December 11, 2008 - July 13, 2010
WORKMAN SECURITIES CORPORATION
September 8, 2004 - December 11, 2008
EPLANNING SECURITIES, INC.
July 15, 2004 - February 14, 2007
EPLANNING ADVISORS INC
December 3, 2003 - May 26, 2004
MML INVESTORS SERVICES, LLC
March 18, 2003 - December 4, 2003
WATERSTONE FINANCIAL GROUP, INC.
November 20, 1996 - March 13, 2002
SECURIAN FINANCIAL SERVICES, INC.
May 13, 1993 - August 8, 1996
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST LIBERTIES FINANCIAL
CRD#: 14432 / SEC#: , 8-30673
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
