R Bruce Alderman
Professional summary
R Bruce Alderman, who also goes by Bruce Alderman, Robert Bruce Alderman Jr, is a registered financial professional currently at CAPITAL PORTFOLIO MANAGEMENT, INC. located in Timonium, Maryland.
R Bruce is registered as a RR (Registered Representative) and started their career in finance in 1986. R Bruce has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view R Bruce Alderman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2020 - Present
CAPITAL PORTFOLIO MANAGEMENT, INC.
Office #1: 9515 Deereco Road Suite 1010, Timonium, MD 21093Office #2: 9515 Deereco Rd Suite 1010, Timonium, MD 21093February 21, 2017 - March 8, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 2017 - March 8, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 2007 - October 5, 2016
CHAPIN, DAVIS
March 21, 1991 - October 5, 2016
CHAPIN, DAVIS
January 19, 1990 - March 27, 1991
JONES FALLS SECURITIES INC.
May 17, 1989 - January 22, 1990
CITIGROUP GLOBAL MARKETS INC.
October 13, 1987 - May 30, 1989
UBS FINANCIAL SERVICES INC.
April 23, 1986 - October 22, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/1/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 9/14/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CAPITAL PORTFOLIO MANAGEMENT, INC.
CRD#: 29302 / SEC#: , 8-44225
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DYER, PATRICK VINCENT | PRESIDENT/COMMON STOCK SHAREHOLDER/CONTROL PERSON/CHIEF COMPLIANCE OFFICER | 1668143 |
| BATHURST, GERALD LEE | PREFERRED SHAREHOLDER - NON-VOTING | 4765994 |
| BURGSTINER, VIRGINIA L | PREFERRED SHAREHOLDER | |
| FRIES, LOUIS F. | PREFERRED SHAREHOLDER | 5688603 |
| MIDDLETON, STEVEN WEIHE | PREFERRED SHAREHOLDER | 4367629 |
| TAYLOR, LAVENA RUTH | PREFERRED SHAREHOLDER/NON-VOTING | 2579245 |
| BATHURST, ROSEMARY ANNE | PREFERRED SHAREHOLDER - NON-VOTING | 4765983 |
| EISWERT, MARY K | PREFERRED SHAREHOLDER | |
| MIDDLETON, KRISTIN W | PREFERRED SHAREHOLDER - NON VOTING | 4664838 |
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 15,800,000 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
