James Don Vanderbeek
Professional Summary
James Don Vanderbeek, who also goes by Jim Vanderbeek, is a registered financial advisor currently at CONNECT FINANCIAL ADVISORS located in Providence, Utah. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Vanderbeek
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CONNECT FINANCIAL | SUMMIT GROUP WEALTH ADVISORS | CONNECT FINANCIAL, LLC | CONNECT FINANCIAL ADVISORS
Contact Information
Main Address
Providence, UTPhone Number
(435) 713-4220# of Employees
5Documents
Regulatory Assets Under Management
Total Number of Accounts
830AUM (Assets Under Management)
$66,758,952Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/10/2022)
(10/11/2022)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Nov 1986About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1986About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Don Vanderbeek's CRS (Customer Relationship Summary).
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