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JV

James D. Vanderbeek

CONNECT FINANCIAL ADVISORS
PROVIDENCE, UT
Some features on this profile are disabled
CRD#: 1485860
JV

Professional summary

James Don Vanderbeek, who also goes by Jim Vanderbeek, is a registered financial advisor currently at CONNECT FINANCIAL ADVISORS located in Providence, Utah.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jim Vanderbeek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Don Vanderbeek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2022 - Present

CONNECT FINANCIAL ADVISORS

RIA
CRD#: 321212
PROVIDENCE, UT
Past

November 7, 2011 - October 3, 2022

KEYSTONE WEALTH ADVISORS

RIA
CRD#: 158234
LOGAN, UT
Past

June 4, 2008 - October 18, 2010

VANDERBEEK ADVISORS LLC

RIA
CRD#: 144373
LOGAN, UT
Past

April 5, 2007 - November 7, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
LOGAN, UT
Past

April 2, 2007 - November 11, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
LOGAN, UT
Past

September 7, 2006 - April 3, 2007

ALLEGIS ADVISORS, INC.

RIA
CRD#: 131242
SALT LAKE CITY, UT
Past

March 26, 2002 - April 10, 2007

EQUITY SERVICES, INC.

BD
CRD#: 265
LOGAN, UT
Past

February 2, 1995 - March 25, 2002

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

April 6, 1992 - March 27, 1996

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

July 20, 1990 - December 31, 1991

NATIONWIDE FUND DISTRIBUTORS LLC

BD
CRD#: 25910
COLUMBUS, OH
Past

May 27, 1988 - July 23, 1990

ALLIED GROUP SECURITIES CORPORATION

BD
CRD#: 3638
Past

March 12, 1987 - June 28, 1988

TRANSAMERICA SECURITIES SALES CORPORATION

BD
CRD#: 17970
LOS ANGELES, CA
Past

July 17, 1986 - June 15, 1988

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Idaho
(10/10/2022)
IAR
Utah
(10/11/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/5/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/21/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/11/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 11/25/1986
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/14/1986
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CF
CONNECT FINANCIAL ADVISORS
CONNECT FINANCIAL | SUMMIT GROUP WEALTH ADVISORS | CONNECT FINANCIAL, LLC | CONNECT FINANCIAL ADVISORS

CRD#: 321212 / SEC#:

California
Registered Investment Advisory firm - (10/27/2025 Approved)
Idaho
Registered Investment Advisory firm - (8/22/2022 Approved)
Utah
Registered Investment Advisory firm - (7/12/2022 Approved)
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Contact information

Main Address
Providence, UT
Mailing Address
Phone number
(435) 713-4220
Established
Firm type
Fiscal year end
# of Employees
7

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts830
AUM (Assets Under Management)$ 66,758,952

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNECT FINANCIAL ADVISORS

CRD#: 321212Providence, UT

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