Clarke R. Keough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarke Robert Keough was a registered financial professional .
Clarke is a previously registered financial professional and started their career in finance in 1986. Clarke had worked at 5 firms and has passed the Series 63, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2013 - September 5, 2014
BRAVER STERN SECURITIES LLC
August 2, 2012 - August 16, 2013
DOMINICK & DICKERMAN LLC
March 15, 2007 - October 1, 2007
LAMON & STERN, INC.
January 27, 1992 - June 30, 2005
ALLEN & COMPANY LLC
August 1, 1990 - October 11, 1991
BANC ONE CAPITAL MARKETS, INC.
May 20, 1986 - September 6, 1988
ALLEN & COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRAVER STERN SECURITIES LLC
CRD#: 29108 / SEC#: 801-79168, 8-43611
Contact information
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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