John R. Goodrich
Professional summary
John Ralph Goodrich JR, CFP®, ChFC®, who also goes by John Ralph Goodrich, is a registered financial advisor currently at GOODRICH FINANCIAL GROUP, LLC located in Escondido, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Ralph Goodrich JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
June 22, 2006 - Present
GOODRICH FINANCIAL GROUP, LLC
May 8, 2008 - December 31, 2008
1ST DISCOUNT BROKERAGE, INC.
February 1, 2001 - June 1, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 1986 - June 1, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/22/2006)
Exams
Current Firm
GOODRICH FINANCIAL GROUP, LLC
CRD#: 139958 / SEC#: 801-66391
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 17,300,000 |
Red Flags
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