Mark V. Kenny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Vincent Kenny was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 6 firms and has passed the Series 63, Series 7, Series 2 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2022 - October 24, 2022
CENTURA WEALTH ADVISORY
January 1, 2008 - October 14, 2008
CAPLINK SECURITIES, INC
June 7, 2007 - October 14, 2008
CENTARA CAPITAL MANAGEMENT GROUP, INC.
September 3, 1999 - November 17, 2000
DOLPHIN SECURITIES, INC.
February 4, 1997 - September 12, 1997
THE ADVISORS GROUP, INC.
January 20, 1987 - August 8, 1988
SIERRA-PACIFIC SECURITIES,INC.
Primary Firm SEC Registration
CENTURA WEALTH ADVISORY
CRD#: 296985 / SEC#: 801-113284
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/11/1996
Non-Member General Securities ExaminationCurrent Firm
CENTURA WEALTH ADVISORY
CRD#: 296985 / SEC#: 801-113284
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,467 |
| AUM (Assets Under Management) | $ 769,086,884 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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