Timothy L. Wynne
Professional summary
Timothy Luke Wynne, who also goes by Tim Wynne, is a registered financial advisor currently at FELTL ADVISORS located in New Port Richey, Florida and FELTL & COMPANY located in Plymouth, Minnesota.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Timothy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Luke Wynne's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2013 - Present
FELTL ADVISORS
January 20, 2012 - Present
FELTL & COMPANY
Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447June 6, 2013 - December 20, 2013
FELTL & COMPANY
July 10, 2007 - February 2, 2012
OPPENHEIMER & CO. INC.
January 2, 2002 - February 2, 2012
OPPENHEIMER & CO. INC.
April 22, 1994 - January 2, 2002
JOSEPHTHAL & CO., INC.
June 23, 1992 - April 21, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
January 2, 1987 - June 25, 1992
J. W. GANT & ASSOCIATES, INC.
April 25, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
Primary Firm SEC Registration
FELTL ADVISORS
CRD#: 165244 / SEC#: 801-77347
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2012)
(1/20/2012)
(9/16/2013)
(1/20/2012)
(8/25/2020)
(1/20/2012)
(10/22/2019)
(3/30/2012)
(8/27/2019)
(6/10/2015)
(1/5/2022)
(1/20/2012)
(1/20/2012)
(12/19/2013)
(3/27/2015)
(1/20/2012)
(1/20/2012)
(1/20/2012)
(5/19/2021)
(2/29/2016)
(1/20/2012)
(8/6/2025)
(1/20/2012)
(6/3/2015)
(11/3/2015)
(3/13/2019)
(1/20/2012)
(5/3/2021)
(6/24/2014)
(1/20/2012)
Exams
Series 8
Date: 5/20/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
FELTL ADVISORS
CRD#: 165244 / SEC#: 801-77347
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 132,417,421 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
