Peter A. Allenby
Professional summary
Peter Andersen Allenby, who also goes by Peter Anderson Allenby, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Waquoit, Massachusetts.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1986. Peter has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Andersen Allenby's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2014 - Present
NYLIFE SECURITIES LLC
January 20, 2011 - September 14, 2011
ACADEMY SECURITIES, INC.
August 21, 2006 - February 15, 2008
FORTIGENT SECURITIES COMPANY, LLC.
February 24, 2003 - June 1, 2006
OPPENHEIMER & CO. INC.
August 9, 1991 - January 21, 2003
CIBC WORLD MARKETS CORP.
April 23, 1986 - July 23, 1991
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2017)
(6/9/2015)
(3/21/2017)
(2/3/2017)
(7/16/2021)
(2/27/2025)
(5/21/2018)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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