Karen E. Hornberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Elizabeth Hornberger, who also goes by Karen Elizabeth Boyle, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1986. Karen had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2005 - April 20, 2022
GRANT WILLIAMS L.P.
July 23, 1999 - April 20, 2005
DISCOUNT MUNIBROKERS
March 12, 1998 - July 13, 1999
MUNICIPAL PARTNERS INC.
June 15, 1990 - February 26, 1998
HARTFIELD, TITUS & DONNELLY, LLC
November 16, 1988 - April 20, 1990
BLUNT ELLIS & LOEWI INCORPORATED
April 25, 1986 - September 9, 1988
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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