Allen J. Stclair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Jay Stclair was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1986. Allen had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2013 - November 6, 2014
PENATES GROUP, INC.
March 6, 2009 - November 5, 2012
WM. H. MURPHY & CO., INC.
July 3, 2008 - January 9, 2009
STARLIGHT FUNDING INVESTMENTS, LLC
April 23, 1986 - July 8, 1986
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENATES GROUP, INC.
CRD#: 44266 / SEC#: , 8-50594
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OBRIEN, JOHN PATRICK | PRESIDENT AND CEO, CHIEF COMPLIANCE OFFICER | 2637870 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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