Kenneth D. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth D Butler, who also goes by Kenneth D. Butler, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2017 - December 31, 2017
CROSSROADS FINANCIAL ADVISORS, LLC
January 3, 2012 - December 31, 2015
CROSSROADS FINANCIAL ADVISORS, LLC
April 23, 1986 - May 2, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
CROSSROADS FINANCIAL ADVISORS, LLC
CRD#: 159580 / SEC#:
Contact information
Red Flags
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