Ricky D. Kelley
Professional summary
Ricky Dean Kelley, CFP®, who also goes by Rick Dean Kelley, is a registered financial advisor currently at RD KELLEY FINANCIAL GROUP located in Tucson, Arizona.
Ricky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Ricky has worked at 7 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ricky Dean Kelley's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1990
Experience
August 21, 2018 - Present
RD KELLEY FINANCIAL GROUP
Office #1: 4540 N Harrison Rd, Tucson, AZ 85749July 5, 2013 - March 28, 2019
RASKOB KAMBOURIAN FINANCIAL ADVISORS, LTD.
February 3, 1994 - October 18, 2012
CHARLES SCHWAB & CO., INC.
November 5, 1991 - May 19, 1993
TOWER SQUARE SECURITIES, INC.
June 5, 1990 - August 29, 1990
IDS LIFE INSURANCE COMPANY
June 5, 1990 - August 29, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
April 25, 1986 - October 31, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/21/2018)
Exams
Series 8
Date: 1/28/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RD KELLEY FINANCIAL GROUP
CRD#: 298189 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
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