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William F. Orr

Some features on this profile are disabled
CRD#: 1484786
WO

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Foster Orr, who also goes by Bill Orr, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1986. William had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Orr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 5, 2005 - July 31, 2018

FNBB CAPITAL MARKETS, LLC

BD
CRD#: 132091
BIRMINGHAM, AL
Past

June 26, 1995 - November 30, 2004

NBC SECURITIES, INC.

BD
CRD#: 17870
BIRMINGHAM, AL
Past

June 2, 1986 - June 22, 1995

AMSOUTH INVESTMENT SERVICES, INC.

BD
CRD#: 15692
BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/29/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/21/1986
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/24/1986
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/29/1984
Municipal Securities Principal Examination

Current Firm

FC
FNBB CAPITAL MARKETS, LLC
FNBB CAPITAL MARKETS, LLC

CRD#: 132091 / SEC#: , 8-66553

Alabama
Registered Investment Advisory firm - SEC (8/2/2017 Approved)
Louisiana
Registered Investment Advisory firm - SEC (8/3/2017 Approved)
Mississippi
Registered Investment Advisory firm - SEC (9/6/2017 Approved)
Tennessee
Registered Investment Advisory firm - SEC (8/7/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
600 University Park Place Suite 380, Birmingham, AL 35209
Mailing Address
600 University Park Place Suite 380, Birmingham, AL 35209
Phone number
(205) 262-2522
Established
Louisiana since 11/24/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
29

FINRA licenses (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
FIRST NATIONAL BANKER'S BANKSHARES, INC.PARENT COMPANY
BOUDREAUX, LAURA J.PRINCIPAL/CHIEF COMPLIANCE OFFICER/CFO/FINOP/AML OFFICER/PRINCIPAL FINANCIAL OFFICER4823412
CORTS, CHRISTIAN HAASPRESIDENT/CHIEF EXECUTIVE OFFICER/DESIGNATED PRINCIPAL/EVP/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER2581628
QUINLAN, JOSEPH FRANCIS JRMEMBER1579877

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNBB CAPITAL MARKETS, LLC

CRD#: 132091

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