Debbie A. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debbie Ann Clark, who also goes by Debbie Ann Mattingly, was a registered financial professional .
Debbie is a previously registered financial professional and started their career in finance in 1986. Debbie had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2007 - July 15, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
June 12, 2003 - March 14, 2007
DALTON STRATEGIC INVESTMENT SERVICES INC.
November 24, 1999 - July 2, 2003
WORLD INVESTMENTS, LLC
January 14, 1998 - November 15, 1999
DONAHUE SECURITIES, INC.
July 3, 1997 - December 31, 1997
CENTENNIAL CAPITAL MANAGEMENT, INC.
March 4, 1994 - June 9, 1997
MARINER FINANCIAL SERVICES, INC.
April 11, 1986 - February 17, 1994
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DALTON STRATEGIC INVESTMENT SERVICES INC.
CRD#: 23485 / SEC#: , 8-40545
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
