John L. White

AQS ASSET MANAGEMENT, L.L.C.

AUSTIN, TX 78746

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CRD#: 1484726

Professional summary

John Larry White, who also goes by Larry White, is a registered financial advisor currently at AQS ASSET MANAGEMENT, L.L.C. located in Austin, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 10 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AQS APPLIED QUANTITATIVE SOLUTIONS, PARTNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Larry White's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2004 - Present

AQS ASSET MANAGEMENT, L.L.C.

Office #1: 2700 Via Fortuna, Austin, TX 78746

RIA

CRD#: 131544

AUSTIN, TX

Past

January 20, 2000 - May 3, 2005

TEJAS SECURITIES GROUP, INC.

CRD#: 36705

AUSTIN, TX

Past

January 30, 1998 - October 20, 1998

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

February 20, 1997 - October 21, 1997

APPLIED QUANTITATIVE SOLUTIONS, L.L.C.

CRD#: 34238

HOUSTON, TX

Past

June 9, 1994 - December 2, 1996

COASTAL SECURITIES, INC.

CRD#: 27834

HOUSTON, TX

Past

November 24, 1989 - May 20, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 13, 1989 - November 27, 1989

LOVETT UNDERWOOD NEUHAUS & WEBB, INC.

CRD#: 22540

Past

January 22, 1988 - November 13, 1989

UNDERWOOD, NEUHAUS & CO., INCORPORATED

CRD#: 839

HOUSTON, TX

Past

May 14, 1987 - January 19, 1988

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

Past

April 25, 1986 - May 15, 1987

DOVER GROUP, INC.

CRD#: 16809

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AQS ASSET MANAGEMENT, L.L.C.

CRD#: 131544 / SEC#: 801-63166

RIA

Registered Investment Advisory firm - (5/18/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/9/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Current Firm

AQS ASSET MANAGEMENT, L.L.C.

CRD#: 131544 / SEC#: 801-63166

RIA

Registered Investment Advisory firm - (5/18/2004 Approved)

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Contact information

Main Address

5806 Mesa Drive Ste 220, Austin, TX 78731

Mailing Address

Phone number

(512) 314-0720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AQS PART 2A (PLAIN ENGLISH) 031025 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 3,449,528,674

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John L. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Larry White's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEJAS SECURITIES GROUP, INC.

SUNPOINT SECURITIES, INC.

APPLIED QUANTITATIVE SOLUTIONS, L.L.C.

COASTAL SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

LOVETT UNDERWOOD NEUHAUS & WEBB, INC.

UNDERWOOD, NEUHAUS & CO., INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

DOVER GROUP, INC.

Primary Firm SEC Registration

AQS ASSET MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1992

Series 63

Date: 3/27/1986

Series 3

Date: 11/9/1987

Series 7

Date: 4/19/1986

Current Firm

AQS ASSET MANAGEMENT, L.L.C.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AQS ASSET MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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