David S. Jung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Stephen Jung, CFP®, who also goes by Steve Jung, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1995
Experience
October 30, 2018 - December 31, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 29, 2010 - November 6, 2018
FORESTERS EQUITY SERVICES, INC.
March 1, 2007 - October 15, 2010
OSAIC WEALTH, INC.
April 16, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
January 4, 1993 - April 14, 2003
WALNUT STREET SECURITIES, INC.
February 5, 1990 - January 20, 1993
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 21, 1986 - June 13, 1990
BMA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
