Stephen Michael Haidt
CFP®, CPWA®Professional Summary
Stephen Michael Haidt, CFP®, CPWA®, who also goes by Steve Haidt, Steven Michael Haidt, is a registered financial advisor currently at RETIREMENT ADVISORS, INC. located in Mobile, Alabama. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Stephen has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Investment Management
- Financial Planning
Specializations
Other Aliases
Steve Haidt, Steven Michael Haidt
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NYLIFE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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NYLIFE SECURITIES LLC
Contact Information
Direct
(xxx) xxx-xxxx
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NYLIFE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RETIREMENT ADVISORS, INC. | RETIREMENT PLANNING ADVISORS
Contact Information
Main Address
1009 Downtowner Blvd, Mobile, AL 36609Phone Number
(251) 344-0707# of Employees
3SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
404AUM (Assets Under Management)
$159,576,775Similar Advisors
NYLIFE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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NYLIFE SECURITIES LLC
Primary Firm SEC Registration
RETIREMENT ADVISORS, INC. | RETIREMENT PLANNING ADVISORS
State Registrations and Notice Filings
(2/24/2005)
(8/10/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1986About the Series 6 examSimilar Advisors
NYLIFE SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Haidt's CRS (Customer Relationship Summary).
Services Offered by Stephen
- Retirement Planning
- Investment Management
- Financial Planning
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NYLIFE SECURITIES LLC