Erich Gerth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erich Gerth, who also goes by Eric Paul Gerth, Erich Paul Gerth, was a registered financial professional .
Erich is a previously registered financial professional and started their career in finance in 1986. Erich had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2011 - October 22, 2012
ATHENE SECURITIES, LLC
July 23, 2003 - June 12, 2009
JANUS HENDERSON DISTRIBUTORS US LLC
June 22, 2001 - July 29, 2003
GOLDMAN SACHS & CO. LLC
October 19, 2000 - April 25, 2001
SCUDDER WEISEL CAPITAL, LLC
January 1, 1998 - August 22, 2000
GOLDMAN SACHS & CO. LLC
December 4, 1992 - December 23, 1997
INVESCO CAPITAL MARKETS, INC.
January 16, 1991 - August 25, 1992
CIBC WORLD MARKETS CORP.
July 7, 1989 - February 4, 1991
LEHMAN BROTHERS INC.
December 18, 1986 - July 13, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 1986 - December 18, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
