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FM

Fred M. Miller

FRED MILLER & ASSOC.
Baton Rouge, LA
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CRD#: 1483903
FM

Professional summary


Fred Maher Miller JR, who also goes by Fred M Miller Jr, is a registered financial advisor currently at FRED MILLER & ASSOC. located in Baton Rouge, Louisiana.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Fred has worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Fred M Miller Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Fred Maher Miller JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 14, 2010 - Present

FRED MILLER & ASSOC.

RIA
CRD#: 118741
Baton Rouge, LA
Past

March 31, 1999 - September 4, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
COVINGTON, LA
Past

April 23, 1991 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

August 24, 1990 - April 29, 1991

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCOTTSDALE, AZ
Past

March 24, 1988 - September 13, 1991

FIRST AMERICA EQUITIES CORP.

BD
CRD#: 7652
Past

January 15, 1987 - April 5, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

August 25, 1986 - January 29, 1987

PLANVEST CAPITAL CORPORATION

BD
CRD#: 14849
Past

July 23, 1986 - August 22, 1986

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(7/14/2010)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/15/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


FM
FRED MILLER & ASSOC.
FRED MAHER MILLER JR. | FRED MILLER & ASSOCIATES | FRED MILLER & ASSOC.

CRD#: 118741 / SEC#:

Louisiana
Registered Investment Advisory firm - (5/23/2003 Approved)
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Contact information


Main Address
Baton Rouge, LA
Mailing Address
Phone number
(225) 892-4059
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 625,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FRED MILLER & ASSOC.

CRD#: 118741Baton Rouge, LA

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