Christopher C. Schaeffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Charles Schaeffer, who also goes by Christopher Schaeffer, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2006 - August 8, 2017
CHELSEA FINANCIAL SERVICES
February 6, 2004 - April 29, 2006
ARCHER ALEXANDER SECURITIES CORPORATION
April 26, 2002 - December 19, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
July 5, 2001 - March 28, 2002
WATERSTONE FINANCIAL GROUP, INC.
June 16, 1998 - June 22, 2001
RAYMOND JAMES & ASSOCIATES, INC.
May 11, 1998 - September 25, 1999
RONEY & CO.
April 29, 1996 - May 11, 1998
RONEY & CO. L.L.C.
September 15, 1989 - May 1, 1996
PRUDENTIAL EQUITY GROUP, LLC
May 23, 1986 - September 16, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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