PO
Patrick T. Olk
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 1483851
PO
Professional summary
Patrick Thomas Olk is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Minneapolis, Minnesota and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Patrick has worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Activity: Edina Country Club Board of Directors; Date Activity Started/Modified/Ended: 5/23/2024; Type of Activity: Field is Blank!; Role/Relationship: Board Of Directors; Responsibilities: Participate in Board of Directors meetings and make recommendations/decisions regarding the operations of the Club.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Edina Country Club Capital Planning Committee; Date Activity Started/Modified/Ended: 7/24/2024; Type of Activity: Field is Blank!; Role/Relationship: Other - Committee Member; Responsibilities: he Capital Planning Committee is responsible for planning capital projects at the club.; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Thomas Olk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2015 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Office #1: 901 3rd Ave S, Minneapolis, MN 55402RIA
CRD#: 108257
Minneapolis, MN
Current
January 2, 2009 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402BD
CRD#: 840
Minneapolis, MN
Past
January 2, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
March 22, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 22, 2000 - December 31, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/5/2010)
RR
Alaska(10/5/2010)
RR
Arizona(10/5/2010)
RR
Arkansas(10/5/2010)
RR
California(1/2/2009)
RR
Colorado(10/5/2010)
RR
Connecticut(10/5/2010)
RR
Delaware(10/5/2010)
RR
District of Columbia(10/5/2010)
RR
Florida(1/20/2009)
RR
Georgia(10/5/2010)
RR
Hawaii(10/5/2010)
RR
Idaho(10/5/2010)
RR
Illinois(1/2/2009)
RR
Indiana(10/5/2010)
RR
Iowa(1/2/2009)
RR
Kansas(10/5/2010)
RR
Kentucky(10/5/2010)
RR
Louisiana(10/5/2010)
RR
Maine(10/5/2010)
RR
Maryland(10/5/2010)
RR
Massachusetts(1/2/2009)
RR
Michigan(10/5/2010)
RR
Minnesota(1/2/2009)
IAR
Minnesota(11/30/2015)
RR
Mississippi(10/5/2010)
RR
Missouri(10/5/2010)
RR
Montana(10/5/2010)
RR
Nebraska(10/5/2010)
RR
Nevada(10/5/2010)
RR
New Hampshire(10/5/2010)
RR
New Jersey(1/2/2009)
RR
New Mexico(10/5/2010)
RR
New York(1/2/2009)
RR
North Carolina(1/2/2009)
RR
North Dakota(10/5/2010)
RR
Ohio(1/2/2009)
RR
Oklahoma(10/5/2010)
RR
Oregon(10/5/2010)
RR
Pennsylvania(1/2/2009)
RR
Rhode Island(10/5/2010)
RR
South Carolina(10/5/2010)
RR
South Dakota(10/5/2010)
RR
Tennessee(1/2/2009)
RR
Texas(1/2/2009)
RR
Utah(10/5/2010)
RR
Vermont(10/5/2010)
RR
Virginia(10/5/2010)
RR
Washington(1/2/2009)
RR
West Virginia(10/5/2010)
RR
Wisconsin(1/2/2009)
RR
Wyoming(10/5/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
