Steven P. Leach

TRUSTMONT ADVISORY GROUP

INDIANA, PA

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CRD#: 1483809

Professional summary

Steven Paul Leach is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Indiana, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Greensburg, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Steven has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6, Series 51, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Leach Financial Services, Investment Related, Conducted from 98 Valley Rd., Indiana, PA 15701. The nature of the Outside Business Activity (OBA) is DBA/Fixed Insurance, my position in the organization is owner, the duties of this position are securities business and fixed insurance sales. 01/2015 was the start of the relationship with the other business and 6.5 hours are devoted to the other business per week and 150 of hours are devoted to the other business during securities trading hours per month. 2) Lowes Corp. - 475 Ben Franklin Rd Indiana PA 15701- Feb 17, 2002- non investment related- Retail home goods sales- Customer service associate- 80-100 hours during market hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Paul Leach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2020 - Present

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

INDIANA, PA

Current

September 2, 2020 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

CRD#: 18312

Greensburg, PA

Past

January 28, 2015 - October 9, 2019

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

Indiana, PA

Past

January 27, 2015 - October 9, 2019

INVESTACORP, INC.

CRD#: 7684

Indiana, PA

Past

June 5, 2008 - December 24, 2014

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

INDIANA, PA

Past

November 6, 2006 - December 24, 2014

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

INDIANA, PA

Past

June 22, 1999 - November 7, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

INDIANA, PA

Past

September 4, 1997 - June 16, 1999

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

July 1, 1993 - October 20, 1995

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 1, 1993 - October 20, 1995

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

September 7, 1989 - June 21, 1993

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

April 11, 1986 - September 13, 1989

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(9/2/2020)

IAR

Pennsylvania
(9/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/10/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/1995

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/20/1990

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/10/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 6/4/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/28/1995

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 4/14/1987

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven P. Leach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Paul Leach's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

AMERICAN CAPITAL CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2008

Series 63

Date: 4/10/1986

SIE

Date: 10/1/2018

Series 7

Date: 4/26/1995

Series 22

Date: 9/20/1990

Series 6

Date: 4/10/1986

Series 51

Date: 6/4/2003

Series 24

Date: 7/28/1995

Series 26

Date: 4/14/1987

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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