Gregory D. Cellucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Daniel Cellucci was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1989. Gregory had worked at 13 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 10, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2010 - June 24, 2014
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
November 28, 2005 - July 29, 2025
WELLS FARGO SECURITIES, LLC
March 19, 2001 - July 23, 2001
GH TRADERS LLC
March 19, 2001 - November 18, 2005
GELBER SECURITIES, LLC
February 10, 1997 - January 9, 2001
GH TRADERS LLC
March 12, 1996 - October 3, 1996
MORGAN STANLEY DW INC.
October 12, 1995 - March 12, 1996
MIZUHO SECURITIES USA LLC
August 11, 1994 - October 27, 1995
SBC WARBURG, INC.
March 11, 1992 - August 18, 1994
CITIGROUP GLOBAL MARKETS INC.
April 6, 1990 - October 29, 1991
TOYO SECURITIES INTERNATIONAL INC.
November 9, 1989 - March 3, 1990
TUCKER ANTHONY INCORPORATED
June 2, 1989 - June 17, 1989
AUSTIN SECURITIES, INC.
May 23, 1989 - August 22, 1989
FIRST EMPIRE SECURITIES, INC.
May 4, 1989 - January 1, 1990
LOMBARD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
CRD#: 5958 / SEC#: , 8-16600
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO GAMING CAPITAL, LLC. | PARENT | |
| ALTAMURA, VINCENT | SECRETARY | 5794473 |
| DEROCHI, JENNIFER ANNE | CHIEF COMPLIANCE OFFICER | 2072858 |
| HIGHUM, JON ALAN | PRESIDENT | 1848219 |
| MULLINS, TIMOTHY PAUL | DIRECTOR | 1591930 |
| NIEDFELDT, JOAN CAROLE | CHIEF FINANCIAL OFFICER | 724703 |
| PRIMAVERA, TODD GERALD | CHIEF OPERATIONS OFFICER | 2416001 |
| WEISS, JONATHAN GEOFFREY | DIRECTOR | 2362764 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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