Laurie A. Thompson
Professional summary
Laurie Ann Thompson, who also goes by Laurie Ann France Miss, Laurie Ann France, Thompson, is a registered financial professional currently at SIGNATURE ESTATE SECURITIES, LLC located in Los Angeles, California.
Laurie is registered as a RR (Registered Representative) and started their career in finance in 1986. Laurie has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurie Ann Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2025 - Present
SIGNATURE ESTATE SECURITIES, LLC
Office #1: 2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067September 27, 1999 - October 23, 2025
SECURITIES EQUITY GROUP
May 2, 1997 - April 28, 2000
SECURITIES SERVICE NETWORK, LLC
December 20, 1996 - February 7, 1997
SECURITIES AMERICA, INC.
November 5, 1986 - March 14, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SIGNATURE ESTATE SECURITIES, LLC
CRD#: 18923 / SEC#: , 8-37065
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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