Filip E. Wieland

PLANMEMBER SECURITIES

Key Largo, FL

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CRD#: 1483449

Professional summary

Filip Earl Wieland, who also goes by Filip Earl Weiland, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Key Largo, Florida.

Filip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Filip has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Filip Earl Weiland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SELF-EMPLOYED INSURANCE AGENT; SALE OF LIFE, HEALTH, AND ANNUITIES; 198 ATLANTIC BLVD KEY LARGO FL 33037; START DATE 9/1/2006; 160 HRS PER MONTH; 160 HRS PER MONTH DURING TRADING; IR 2) MONROE CO PUBLIC SCHOOL 241 TRUMBO RD KEY WEST, FL 33040; START 2007; SCHOOL BUDGET COMMITTEE; 2HRS/MO, 0HRS/TRADING; NO COMPENSATION. NIR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Filip Earl Wieland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Filip Earl Wieland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2008 - Present

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Key Largo, FL

Current

August 4, 2008 - Present

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Key Largo, FL

Past

April 17, 2006 - August 7, 2008

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

KEY LARGO, FL

Past

April 13, 2006 - August 7, 2008

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

October 1, 2000 - October 18, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

POMPANO BEACH, FL

Past

October 1, 2000 - October 18, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 18, 1995 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

April 6, 1993 - January 11, 1995

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

October 16, 1992 - March 24, 1993

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

June 4, 1990 - March 5, 1992

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

CRD#: 13066

Past

December 1, 1989 - October 23, 1992

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

September 30, 1988 - December 12, 1989

GLENFED BROKERAGE SERVICES

CRD#: 13648

GLENDALE, CA

Past

May 4, 1988 - July 23, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 21, 1987 - May 17, 1988

HAMPTON SECURITIES, INC.

CRD#: 16660

Past

May 22, 1986 - September 30, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/10/2021)

Florida
(8/5/2008)

IAR

Florida
(8/5/2008)

Georgia
(9/13/2021)

Indiana
(11/14/2022)

Michigan
(11/15/2022)

Ohio
(8/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/23/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/9/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/29/1987

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

6187 Carpinteria Avenue, Carpinteria, CA 93013

Mailing Address

6187 Carpinteria Avenue, Carpinteria, CA 93013-2060

Phone number

(805) 684-1199

Established

California since 03/12/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

432

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PLANMEMBER WRAP FEE PROGRAM ELITE STRATEGIST DECEMBER 2024 (3/31/2025)

PLANMEMBER SCARBOROUGH BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER OPTIFUND BROCHURE 2023 MARCH (3/31/2025)

PLANMEMBER NON-PLATFORM IRA BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER SCHWAB IAR PROGRAM FEBRUARY 2025 (3/31/2025)

PLANMEMBER RETIREMENT INVESTMENT BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER Q8P IAR PROGRAM 2023 MARCH (3/31/2025)

PLANMEMBER WRAP FEE PROGRAM INVESTMENT SAVINGS PLUS (3/31/2025)

PLANMEMBER PREFERENCE AND IAR BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER WORKPLACE ADVISORY PROGRAM 2023 MARCH (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
PLANMEMBER FINANCIAL CORPORATION	OWNER
BOWMAN, BYRON FRANCIS	CHIEF LEGAL OFFICER & SECRETARY	2673117
HALEY, SEAN PATRICK	CHIEF COMPLIANCE OFFICER	2837579
HANSON, STEVEN R	CHIEF FINANCIAL OFFICER / FINOPS	4854600
JANEWAY, TERRALL JOSEPH	EVP/CHIEF OPERATING OFFICER	2947154
ZIEHL, JON MICHAEL	PRESIDENT	707642

Regulatory assets under management

Total Number of Accounts	68,978
AUM (Assets Under Management)	$ 9,035,509,268

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/21/2022	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Filip E. Wieland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Filip Earl Wieland's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Filip Earl Wieland's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

BARNETT INVESTMENTS, INC.

FIRST UNION BROKERAGE SERVICES, INC.

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

GLENFED BROKERAGE SERVICES

INTEGRATED RESOURCES EQUITY CORPORATION

HAMPTON SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

PLANMEMBER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/1996

Series 63

Date: 5/6/1986

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1986

Series 10

Date: 8/23/2000

Series 9

Date: 8/9/2000

Series 24

Date: 5/29/1987

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PLANMEMBER SECURITIES CORPORATION

TRUST BUT VERIFY

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