LH
Larry A. Harvey
HFG WEALTH MANAGEMENT
THE WOODLANDS, TX 77380
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CRD#: 1483362
LH
Professional summary
Larry Arlen Harvey is a registered financial advisor currently at HFG WEALTH MANAGEMENT, LLC located in The Woodlands, Texas.
Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Larry has worked at 3 firms and has passed the Series 65, Series 63, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LARRY HARVEY, MANAGING MEMBER OF HFG WEALTH MANAGEMENT, LLC IS A BOARD MEMBER AND MINORITY STAKEHOLDER OF BELLATORE FINANCIAL, INC., 1790 HUGHES LANDING BLVD, SUITE 575, THE WOODLANDS, TX 77380. ACTIVITIES IN EACH FIRM REPRESENT OTHER BUSINESS WITH RESPECT TO THE OTHER FIRM. LARRY HARVEY IS ALSO A PRINCIPAL OWNER OF BELLA FUND HOLDINGS, INC., A SHAREHOLDER OF BELLATORE FINANCIAL INC., HOURS PER MONTH, LESS THAN 5. INSURANCE AGENT, AS LARRY A HARVEY,1 HOUR PER MONTH. BELLATORE, LLC, INVESTMENT FIRM, PROVIDE CONSULTING AS A MEMBER OF THE ADVISORY BOARD, ACT AS ONE OF THE BOARD OF MANAGERS, 8 HOURS PER QUARTER TOTAL. MEMBER, SABLE VENTURES, LLC. 10/2020. MEMBER SABLE ASSETS, LLC 11/2022. HOURS PER MONTH, LESS THAN 1.
CRS (Client Relationship Summary) - RIA
Click below to view Larry Arlen Harvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2010 - Present
HFG WEALTH MANAGEMENT, LLC
Office #1: 1790 Hughes Landing Blvd Suite 575, The Woodlands, TX 77380RIA
CRD#: 148406
THE WOODLANDS, TX
Past
June 24, 1998 - July 10, 2009
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
THE WOODLANDS, TX
Past
June 24, 1998 - April 5, 2011
FSC SECURITIES CORPORATION
BD
CRD#: 7461
THE WOODLANDS, TX
Past
July 16, 1986 - June 24, 1998
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HFG WEALTH MANAGEMENT, LLC
HARVEY FINANCIAL GROUP | HFG WEALTH MANAGEMENT, LLC
CRD#: 148406 / SEC#: 801-69751
RIA
Registered Investment Advisory firm - (11/28/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(1/4/2019)
IAR
Texas(6/1/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HW
HFG WEALTH MANAGEMENT, LLC
HARVEY FINANCIAL GROUP | HFG WEALTH MANAGEMENT, LLC
CRD#: 148406 / SEC#: 801-69751
RIA
Registered Investment Advisory firm - (11/28/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1790 Hughes Landing Blvd Suite 575, The Woodlands, TX 77380
Mailing Address
Phone number
(832) 585-0110
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,447 |
| AUM (Assets Under Management) | $ 460,740,848 |
Red Flags
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Company Information
HFG WEALTH MANAGEMENT, LLC
CRD#: 148406The Woodlands, TX 77380TRUST BUT VERIFY
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