Michael William Moeller
Professional Summary
Michael William Moeller, who also goes by Mike Moeller, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1986 - 2017. Michael had worked at 12 firms and has passed the Series 65, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Moeller
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
ADVOCATE WEALTH SOLUTIONS | WEALTH SOLUTIONS GROUP | DUPONT WEALTH SOLUTIONS, LLC
Contact Information
Main Address
655 Metro Place South Suite 440, Dublin, OH 43017Phone Number
(614) 408-0004# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
43AUM (Assets Under Management)
$7,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1986About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2012About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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