Walter V. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Van Eps Parker, who also goes by Van Parker, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 2007. Walter had worked at 1 firm and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2013 - October 30, 2013
HEDGEBAY SECURITIES LLC
November 5, 2007 - March 7, 2011
HEDGEBAY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/1/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
HEDGEBAY SECURITIES LLC
CRD#: 121136 / SEC#: , 8-65385
Contact information
FINRA licenses (22 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
