Nancy L. Ciaccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy L Ciaccio, who also goes by Nancy L Mcmanus-ciaccio, Nancy L Mcmanus, Nancy Leigh Mcmanus, Nancy Leigh Ciaccio, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1986. Nancy had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2022 - September 21, 2023
MODERN CAPITAL ADVISORS, LLC
April 19, 2022 - July 25, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
April 12, 2022 - July 25, 2022
ALLSTATE FINANCIAL SERVICES, LLC
May 14, 2021 - October 14, 2021
WRIGHT INVESTORS SERVICE INC
September 10, 2020 - May 4, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
September 10, 2020 - May 4, 2021
ALLSTATE FINANCIAL SERVICES, LLC
December 23, 2019 - January 15, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
November 22, 2019 - January 15, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
November 25, 2013 - November 18, 2019
CITIGROUP GLOBAL MARKETS INC.
November 25, 2013 - November 18, 2019
CITIGROUP GLOBAL MARKETS INC.
September 7, 2009 - April 22, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 15, 2009 - April 22, 2013
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2008 - September 4, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
June 2, 2003 - March 12, 2008
LIFEMARK SECURITIES CORP.
April 7, 1999 - May 28, 2003
HIMCO DISTRIBUTION SERVICES COMPANY
March 1, 1995 - April 6, 1999
GUARDIAN INVESTOR SERVICES LLC
January 19, 1990 - September 19, 1994
UNUM SALES CORPORATION
April 9, 1986 - August 1, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
Contact information
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,561 |
| AUM (Assets Under Management) | $ 285,401,221 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
