Pamela L. Kwiatkoski
Professional summary
Pamela Lynn Kwiatkoski, who also goes by Pamela Lynn Recker, is a registered financial professional currently at PNC WEALTH MANAGEMENT LLC located in Pittsburgh, Pennsylvania and HARRIS WILLIAMS located in Richmond, Virginia.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 1987. Pamela has worked at 12 firms and has passed the Series 63, Series 72, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Lynn Kwiatkoski's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2004 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: Pittsburgh Main Pnc Investments 300 Fifth Avenue 26th Floor, Pittsburgh, PA, 15222November 8, 2011 - Present
HARRIS WILLIAMS
Office #1: 1001 Haxall Point 9th Floor, Richmond, VA 23219November 9, 2011 - Present
PNC CAPITAL MARKETS LLC
Office #1: 1600 Market St 21st Floor, Philadelphia, PA 19103October 24, 2014 - Present
SOLEBURY CAPITAL LLC
Office #1: 400 South River Road, Suite 300, New Hope, PA 18938August 30, 2019 - August 2, 2023
SIXPOINT PARTNERS LLC
July 2, 2019 - February 25, 2020
PNC FIG ADVISORY, INC.
January 24, 2018 - January 2, 2019
TROUT CAPITAL LLC
June 1, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
December 23, 1994 - June 1, 2002
PNC BROKERAGE CORP
March 4, 1994 - December 23, 1994
PNC CAPITAL MARKETS LLC
November 19, 1991 - February 26, 1994
CAPITAL BROKERAGE CORPORATION
October 18, 1988 - October 16, 1991
UBS FINANCIAL SERVICES INC.
April 1, 1987 - September 29, 1988
PARKER/HUNTER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2019)
(1/1/2004)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
SOLEBURY CAPITAL LLC
CRD#: 143299 / SEC#: , 8-67548
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| COHN, VICTOR ALLAN | CHAIRMAN, CHIEF OPERATING OFFICER | 808136 |
| EARLING, DAVID CRISTOFORI | MANAGING DIRECTOR | 2534818 |
| HATFIELD, EDWARD RIDGWAY | CHIEF EXECUTIVE OFFICER | 1781580 |
| IM, YOULREE | CHIEF ADMINISTRATIVE OFFICER | 5195473 |
| JACOBY, MATTHEW R | CHIEF COMPLIANCE OFFICER | 5720650 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER | 5094038 |
| ROHALY, JEFFREY P | FINANCIAL OPERATIONS PRINCIPAL, PFO, POO | 4588188 |
| WILLIAMS, JULIE | VICE PRESIDENT | 6040587 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
