Domenick Migliorato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Domenick Migliorato was a registered financial professional .
Domenick is a previously registered financial professional and started their career in finance in 1986. Domenick had worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2018 - August 9, 2019
VELOCITY CLEARING, LLC
March 2, 2016 - February 19, 2026
VELOCITY CAPITAL, LLC
August 9, 2011 - January 4, 2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
April 12, 2011 - July 21, 2011
WEDBUSH SECURITIES INC.
September 14, 2005 - November 2, 2010
COWEN EQUITY FINANCE LP
June 21, 2004 - August 23, 2005
QUADRISERV SECURITIES, INC.
February 1, 2001 - January 30, 2004
NEUBERGER BERMAN BD LLC
January 1, 1999 - January 10, 2001
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
May 20, 1996 - January 1, 1999
CREDIT AGRICOLE SECURITIES INC.
June 14, 1989 - May 10, 1996
CREDIT AGRICOLE SECURITIES (USA) INC.
February 26, 1988 - April 4, 1988
MOSELEY SECURITIES CORPORATION
May 21, 1986 - February 27, 1987
O. R. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/19/2004
Limited Representative-Equity Trader ExamCurrent Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCT HOLDINGS, LLC | SOLE MEMBER | |
| BRACERO, FRANK WILLIAM | CHIEF FINANCIAL OFFICER/FINOP | 2178318 |
| CALICE, ROBERT PEER | CHIEF OPERATIONS OFFICER | 2759949 |
| LOGAN, MICHAEL JAMES | CHIEF EXECUTIVE OFFICER | 5763098 |
| PRATNICKI, GREG | CHIEF COMPLIANCE OFFICER | 2409187 |
| ROBERTS, RALSTON PERMAR | CO-PRESIDENT | 2526147 |
| SCHAEFFER, BRIAN KEITH | CO PRESIDENT | 3063403 |
Disclosures
| Regulatory Event | 19 |
Red Flags
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