James M. Curry

CONSOLIDATED FINANCIAL

Gallipolis, OH 45631

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CRD#: 1482724

Professional summary

James Mark Curry, CFP®, who also goes by Mark Curry, is a registered financial advisor currently at CONSOLIDATED FINANCIAL located in Gallipolis, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Curry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Mark Curry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

October 12, 2022 - Present

CONSOLIDATED FINANCIAL

Office #1: 451 Second Avenue, Gallipolis, OH 45631

RIA

CRD#: 119695

Gallipolis, OH

Past

March 23, 2016 - August 1, 2022

CAPITAL ANALYSTS

RIA

CRD#: 162200

Gallipolis, OH

Past

April 5, 2011 - August 1, 2022

LINCOLN INVESTMENT

RIA

CRD#: 519

GALLIPOLIS, OH

Past

August 2, 2010 - August 1, 2022

LINCOLN INVESTMENT

CRD#: 519

GALLIPOLIS, OH

Past

January 13, 2009 - April 22, 2013

CONSOLIDATED FINANCIAL

RIA

CRD#: 119695

GALLIPOLIS, OH

Past

May 16, 2008 - December 31, 2008

CONSOLIDATED FINANCIAL

RIA

CRD#: 119695

GALLIPOLIS, OH

Past

March 31, 2006 - December 31, 2006

CONSOLIDATED FINANCIAL

RIA

CRD#: 119695

DUBLIN, OH

Past

January 29, 2002 - August 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

DUBLIN, OH

Past

June 26, 1986 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

June 26, 1986 - February 2, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 26, 1986 - February 2, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONSOLIDATED FINANCIAL

CONSOLIDATED FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC

CRD#: 119695 / SEC#: 801-112968

RIA

Registered Investment Advisory firm - (4/23/2018 Approved)

Ohio

Registered Investment Advisory firm - (8/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/25/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONSOLIDATED FINANCIAL

CONSOLIDATED FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC

CRD#: 119695 / SEC#: 801-112968

RIA

Registered Investment Advisory firm - (4/23/2018 Approved)

Ohio

Registered Investment Advisory firm - (8/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

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Contact information

Main Address

5850 Venture Drive Suite A, Dublin, OH 43017

Mailing Address

Phone number

(614) 932-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,467
AUM (Assets Under Management)	$ 516,040,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James M. Curry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Mark Curry's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

CONSOLIDATED FINANCIAL

CONSOLIDATED FINANCIAL

CONSOLIDATED FINANCIAL

MM ASCEND LIFE INVESTOR SERVICES, LLC

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

CONSOLIDATED FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/1988

SIE

Date: 10/1/2018

Series 6

Date: 6/25/1986

Current Firm

CONSOLIDATED FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONSOLIDATED FINANCIAL

TRUST BUT VERIFY

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