Harold L. Connell
Professional summary
Harold Lee Connell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Harold is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Harold had worked at 7 firms, which includes CP CAPITAL SECURITIES, CPC ASSET MANAGEMENT LLC., CENTENNIAL CAPITAL MANAGEMENT INC., WORLD INVEST CORPORATION, COLEMAN & COMPANY SECURITIES INC., FIRST EQUITY CORPORATION OF FLORIDA, CIBC WORLD MARKETS CORP..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2006 - December 31, 2017
CP CAPITAL SECURITIES
January 8, 2001 - April 10, 2017
CP CAPITAL SECURITIES
September 14, 1999 - December 31, 2006
CPC ASSET MANAGEMENT, LLC.
May 12, 1997 - December 31, 2000
CENTENNIAL CAPITAL MANAGEMENT, INC.
April 4, 1996 - May 14, 1997
WORLD INVEST CORPORATION
November 20, 1995 - April 11, 1996
COLEMAN & COMPANY SECURITIES, INC.
January 8, 1993 - February 24, 1995
FIRST EQUITY CORPORATION OF FLORIDA
July 13, 1992 - January 12, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
CP CAPITAL SECURITIES
CRD#: 15029 / SEC#: 801-71535, 8-37309
Contact information
Disclosures
| Regulatory Event | 6 |
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