Thomas V. Bruns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Vernon Bruns, who also goes by Tom Bruns, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2013 - July 21, 2017
GNV ADVISORS, LLC
October 25, 2013 - July 21, 2017
GENEVA ADVISORS, LLC
December 22, 2008 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
November 5, 2004 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
October 7, 2003 - November 30, 2011
JOHN HANCOCK DISTRIBUTORS LLC
February 1, 1995 - October 10, 2002
DWS DISTRIBUTORS, INC.
March 11, 1993 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
August 14, 1991 - February 24, 1993
AELTUS CAPITAL, INC
November 13, 1987 - February 24, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 27, 1986 - November 20, 1987
METROPOLITAN LIFE INSURANCE COMPANY
May 27, 1986 - November 27, 1987
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GNV ADVISORS, LLC
CRD#: 147286 / SEC#: , 8-67894
Contact information
Documents
Direct owners and executive officers
Red Flags
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