Kyle E. Stoever
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Edmund Stoever, who also goes by Kyle Stoever, Kyle Edmund Stover, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1986. Kyle had worked at 5 firms and has passed the Series 63, Series 22, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1997 - July 30, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 12, 1989 - July 31, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
May 12, 1989 - September 17, 1997
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 30, 1986 - March 20, 1989
METROPOLITAN LIFE INSURANCE COMPANY
July 30, 1986 - March 20, 1989
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/27/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
