Keith J. Storms

STORMS & ROWDON FINANCIAL SERVICES

ORMOND BEACH, FL 32174

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CRD#: 1482504

Professional summary

Keith John Storms is a registered financial advisor currently at STORMS & ROWDON FINANCIAL SERVICES, INC. located in Ormond Beach, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Keith has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith John Storms's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2025 - Present

STORMS & ROWDON FINANCIAL SERVICES, INC.

Office #1: 1230 U.s. Highway 1, Ste 5, Ormond Beach, FL 32174

RIA

CRD#: 334690

ORMOND BEACH, FL

Past

June 30, 2016 - March 26, 2025

STONEX ADVISORS INC.

RIA

CRD#: 174182

Ormond Beach, FL

Past

December 8, 2011 - June 30, 2016

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

ORMOND BEACH, FL

Past

October 19, 2011 - March 26, 2025

STONEX SECURITIES INC.

CRD#: 18456

ORMOND BEACH, FL

Past

March 5, 2007 - November 3, 2011

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ORMOND BEACH, FL

Past

March 2, 2007 - November 3, 2011

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ORMOND BEACH, FL

Past

January 1, 1991 - March 5, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ORMOND BEACH, FL

Past

April 25, 1986 - March 5, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

ORMOND BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STORMS & ROWDON FINANCIAL SERVICES, INC.

STORMS & ROWDON FINANCIAL SERVICES, INC. | STORMS AND ROWDON FINANCIAL SERVICES INC. | STORMS & ROWDON WEALTH MANAGEMENT INC.

CRD#: 334690 / SEC#: 801-132156

RIA

Registered Investment Advisory firm - (3/12/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/26/2025)

IAR

Texas
(3/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/6/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/13/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/7/2007

General Securities Sales Supervisor - Options Module Examination

Current Firm

STORMS & ROWDON FINANCIAL SERVICES, INC.

STORMS & ROWDON FINANCIAL SERVICES, INC. | STORMS AND ROWDON FINANCIAL SERVICES INC. | STORMS & ROWDON WEALTH MANAGEMENT INC.

CRD#: 334690 / SEC#: 801-132156

RIA

Registered Investment Advisory firm - (3/12/2025 Approved)

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Contact information

Main Address

1230 U.s. Highway 1, Ste 5, Ormond Beach, FL 32174

Mailing Address

Phone number

(386) 677-0191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STORMS & ROWDON FINANCIAL SERVICES, INC. DISCLOSURE BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	479
AUM (Assets Under Management)	$ 125,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Keith J. Storms

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith John Storms's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX ADVISORS INC.

INTL ADVISORY CONSULTANTS INC.

STONEX SECURITIES INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

STORMS & ROWDON FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2007

Series 63

Date: 5/27/1986

SIE

Date: 10/1/2018

Series 31

Date: 2/6/2003

Series 7

Date: 4/19/1986

Series 10

Date: 6/13/2007

Series 9

Date: 6/7/2007

Current Firm

STORMS & ROWDON FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STORMS & ROWDON FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Contact information

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