Richard G. Diamond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Glen Diamond, who also goes by Dick Diamond, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1986. Richard had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - November 19, 2013
JHS CAPITAL ADVISORS, LLC
April 11, 2012 - November 19, 2013
JHS CAPITAL ADVISORS, LLC
September 16, 2002 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
August 10, 1993 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
February 10, 1988 - August 17, 1993
COVEY & CO., INC.
April 23, 1986 - February 13, 1988
MAIN STREET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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