Scott A. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Allan Miller, who also goes by Scott Alan Miller, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1986. Scott had worked at 19 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 1993 - March 9, 1994
CAMELOT INVESTMENT CORP.
June 15, 1992 - July 24, 1993
TUSCANY EQUITY MANAGEMENT CORPORATI0N
May 20, 1992 - June 23, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
April 21, 1992 - June 18, 1992
MAYFAIR SECURITIES LIMITED
August 27, 1991 - April 27, 1992
BILTMORE SECURITIES, INC.
December 18, 1990 - April 1, 1991
SECURITIES AMERICA, INC.
August 6, 1990 - December 12, 1990
MALONE & ASSOCIATES, INC.
June 25, 1990 - August 8, 1990
MORGAN GLADSTONE & CO. INC.
January 3, 1990 - May 31, 1990
KOBER FINANCIAL CORP.
November 2, 1989 - January 10, 1990
JOHNSON-BOWLES COMPANY INC
July 3, 1989 - October 25, 1989
G. K. SCOTT & CO., INC.
June 5, 1989 - July 13, 1989
ROYCE PARK INVESTMENTS, INC.
April 3, 1989 - June 29, 1989
YAEGER SECURITIES, INC.
October 3, 1988 - March 23, 1989
H. T. FLETCHER SECURITIES INCORPORATED
May 19, 1988 - October 8, 1988
BRENNAN ROSS SECURITIES, INC.
October 15, 1987 - May 26, 1988
SECURITIES USA, INC.
April 30, 1987 - October 22, 1987
BRADSTREET CAPITAL, INC.
April 13, 1987 - May 8, 1987
THE DAVID-MAXWELL COMPANY, INC.
December 22, 1986 - April 9, 1987
MORGAN GLADSTONE & CO. INC.
May 7, 1986 - December 20, 1986
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMELOT INVESTMENT CORP.
CRD#: 21925 / SEC#: , 8-39375
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
