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Scott Allan Miller

CRD# 1481879·Registered 1986 - 1994
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Allan Miller, who also goes by Scott Alan Miller, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1986 - 1994. Scott had worked at 19 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Alan Miller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

CAMELOT INVESTMENT CORP.·CRD# 21925
BD
November 17, 1993 - March 9, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
June 15, 1992 - July 24, 1993
FIRST NEW ENGLAND SECURITIES CORPORATION·CRD# 7107
BD
May 20, 1992 - June 23, 1992
MAYFAIR SECURITIES LIMITED·CRD# 23770
BD
April 21, 1992 - June 18, 1992
BILTMORE SECURITIES, INC.·CRD# 25023
BD
August 27, 1991 - April 27, 1992
SECURITIES AMERICA, INC.·CRD# 10205
BD
December 18, 1990 - April 1, 1991
MALONE & ASSOCIATES, INC.·CRD# 10412
BD
August 6, 1990 - December 12, 1990
MORGAN GLADSTONE & CO. INC.·CRD# 17062
BD
June 25, 1990 - August 8, 1990
KOBER FINANCIAL CORP.·CRD# 17551
BD
January 3, 1990 - May 31, 1990
JOHNSON-BOWLES COMPANY INC·CRD# 7578
BD
November 2, 1989 - January 10, 1990
G. K. SCOTT & CO., INC.·CRD# 3305
BD
July 3, 1989 - October 25, 1989
ROYCE PARK INVESTMENTS, INC.·CRD# 16539
BD
June 5, 1989 - July 13, 1989
YAEGER SECURITIES, INC.·CRD# 10118
BD
April 3, 1989 - June 29, 1989
H. T. FLETCHER SECURITIES INCORPORATED·CRD# 17297
BD
October 3, 1988 - March 23, 1989
BRENNAN ROSS SECURITIES, INC.·CRD# 18363
BD
May 19, 1988 - October 8, 1988
SECURITIES USA, INC.·CRD# 14799
BD
October 15, 1987 - May 26, 1988
BRADSTREET CAPITAL, INC.·CRD# 14738
BD
April 30, 1987 - October 22, 1987
THE DAVID-MAXWELL COMPANY, INC.·CRD# 16876
BD
April 13, 1987 - May 8, 1987
MORGAN GLADSTONE & CO. INC.·CRD# 17062
BD
December 22, 1986 - April 9, 1987
F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
May 7, 1986 - December 20, 1986

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Current Firm

CI
CAMELOT INVESTMENT CORP.

ATLAS MOBILE COMMUNICATIONS INC | CAMELOT INVESTMENT CORP.

CRD#: 21925 / SEC#: 8-39375
BD
Terminated by SEC on 04/29/1995

Contact Information

Established

California since 02/05/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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