Marian M. Jung

ASPIREAN WEALTH

Mill Valley, CA 94941

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CRD#: 1481834

Professional summary

Marian May Jung, who also goes by Marian M Jung, is a registered financial advisor currently at ASPIREAN WEALTH, LLC located in Mill Valley, California.

Marian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Marian has worked at 4 firms and has passed the Series 65 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marian M Jung

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marian May Jung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2015 - Present

ASPIREAN WEALTH, LLC

Office #1: 6 Knoll Lane Suite B, Mill Valley, CA 94941

RIA

CRD#: 173138

Mill Valley, CA

Past

February 17, 2009 - September 1, 2015

OPES ADVISORS, INC.

RIA

CRD#: 132996

LARKSPUR, CA

Past

July 21, 1993 - June 17, 1994

GE CAPITAL MARKETS, INC.

CRD#: 13349

Past

May 5, 1988 - April 12, 1993

POLARIS SECURITIES CORPORATION

CRD#: 13610

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPIREAN WEALTH, LLC

ASPIREAN WEALTH, LLC | GRACE FINANCIAL ASSOCIATES, LLC

CRD#: 173138 / SEC#: 801-121642

RIA

Registered Investment Advisory firm - (6/25/2021 Approved)

California

Registered Investment Advisory firm - (9/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/21/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 22

Date: 5/4/1988

Direct Participation Programs Representative Examination

Current Firm

ASPIREAN WEALTH, LLC

ASPIREAN WEALTH, LLC | GRACE FINANCIAL ASSOCIATES, LLC

CRD#: 173138 / SEC#: 801-121642

RIA

Registered Investment Advisory firm - (6/25/2021 Approved)

California

Registered Investment Advisory firm - (9/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2021 Terminated)

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Contact information

Main Address

6 Knoll Lane Suite B, Mill Valley, CA 94941

Mailing Address

Phone number

(844) 687-5342

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts	452
AUM (Assets Under Management)	$ 233,159,926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marian M. Jung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marian May Jung's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPIREAN WEALTH, LLC

OPES ADVISORS, INC.

GE CAPITAL MARKETS, INC.

POLARIS SECURITIES CORPORATION

Primary Firm SEC Registration

ASPIREAN WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2009

Series 22

Date: 5/4/1988

Current Firm

ASPIREAN WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPIREAN WEALTH, LLC

TRUST BUT VERIFY

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