CD
Charmagne M. Darabadey
FIRST DALLAS SECURITIES
Dallas, TX 75201
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CRD#: 1481560
CD
Professional summary
Charmagne Marie Darabadey, who also goes by Charmagne M Dubreucq, Charmagne Marie Dubreucq, is a registered financial advisor currently at FIRST DALLAS SECURITIES INCORPORATED located in Dallas, Texas.
Charmagne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Charmagne has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charmagne M Dubreucq | Charmagne Marie Dubreucq
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tinderwealth; Non Investment-Related; Wilmington, DE; Startup internet advisor working on an app to connect advisors to clients and provide app users with the ability to open accounts with a custodian and invest in portfolios managed by an advisor. Independent Contractor; 05/2024; Approximately 4-12 hours/month after an initial 40 hours to draft documents; Approximately 3 hours/month during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Charmagne Marie Darabadey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charmagne Marie Darabadey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2021 - Present
FIRST DALLAS SECURITIES INCORPORATED
Office #1: 2905 Maple Ave., Dallas, TX 75201RIA
BD
CRD#: 24549
Dallas, TX
Current
December 17, 2018 - Present
FIRST DALLAS SECURITIES INCORPORATED
Office #1: 2905 Maple Ave., Dallas, TX 75201RIA
BD
CRD#: 24549
Dallas, TX
Past
March 19, 2021 - December 31, 2022
HODGES CAPITAL MANAGEMENT INC
RIA
CRD#: 110080
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FD
FIRST DALLAS SECURITIES INCORPORATED
FIRST DALLAS SECURITIES INCORPORATED | FIRST DALLAS SECURITIES, INC.
CRD#: 24549 / SEC#: 801-66208, 8-41231
RIA
Registered Investment Advisory firm - SEC (1/30/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(3/22/2023)
RR
Delaware(5/3/2024)
RR
Iowa(5/3/2024)
RR
Maine(5/3/2024)
RR
Massachusetts(5/3/2024)
RR
New Jersey(5/3/2024)
RR
Rhode Island(5/3/2024)
RR
South Dakota(1/10/2024)
RR
Texas(4/1/2019)
IAR
Texas(3/19/2021)
RR
Vermont(4/5/2023)
RR
West Virginia(5/20/2024)
RR
Wisconsin(5/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FIRST DALLAS SECURITIES INCORPORATED
FIRST DALLAS SECURITIES INCORPORATED | FIRST DALLAS SECURITIES, INC.
CRD#: 24549 / SEC#: 801-66208, 8-41231
RIA
Registered Investment Advisory firm - SEC (1/30/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2905 Maple Avenue, Dallas, TX 75201
Mailing Address
2905 Maple Avenue, Dallas, TX 75201
Phone number
(214) 954-1177
Established
Texas since 10/20/1988
Firm type
Corporation
Fiscal year end
July
Firm Size
Small
# of Employees
20
SEC notice filing (11 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 266 |
| AUM (Assets Under Management) | $ 335,711,026 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST DALLAS SECURITIES INCORPORATED
CRD#: 24549Dallas, TX 75201TRUST BUT VERIFY
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