William L. Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lee Carter, who also goes by William Carter, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2011 - April 21, 2023
THE QINSIGHT GROUP
December 3, 2002 - December 31, 2002
THE QINSIGHT GROUP
January 9, 1997 - December 31, 2009
THE QINSIGHT GROUP
November 15, 1989 - October 14, 1996
PRUDENTIAL EQUITY GROUP, LLC
May 23, 1986 - November 21, 1989
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE QINSIGHT GROUP
CRD#: 106927 / SEC#: 801-51504
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 22,468,292 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
