Tobin R. Calvert
Professional summary
Tobin Rice Calvert, who also goes by Toby Calvert, is a registered financial advisor currently at LUTHER KING CAPITAL MANAGEMENT CORPORATION .
Tobin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Tobin has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tobin Rice Calvert's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2011 - Present
LUTHER KING CAPITAL MANAGEMENT CORPORATION
February 26, 2004 - March 7, 2011
SOUTH TEXAS MONEY MANAGEMENT, LTD.
June 10, 1994 - October 16, 1996
CITIGROUP GLOBAL MARKETS INC.
September 13, 1988 - May 23, 1990
PERSHING LLC
June 10, 1986 - October 8, 1988
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2011)
Exams
Current Firm
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,608 |
| AUM (Assets Under Management) | $ 30,147,517,560 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/16/2025 | ||
| 09/20/2024 | ||
| 08/11/2023 |
Red Flags
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